
Uganda Capital Markets Authority-UCMA
Mandate
Regulating and promoting development of capital markets.
Permits / Licenses / Authorisations
1. Stock Brokers
2. Brokers
3. Dealers
4. Investment Advisors
5. Stock Exchanges
6. Commodities Exchanges
7. Commodities broker
8. Trustees
9. Fund Managers
10. Investment Advisors
11. Credit rating agency
12. Under writers
13. Investment house
14. Collective Investment Schemes
15. Unit Trust Schemes
16. Securities Central Depository
2. Brokers
3. Dealers
4. Investment Advisors
5. Stock Exchanges
6. Commodities Exchanges
7. Commodities broker
8. Trustees
9. Fund Managers
10. Investment Advisors
11. Credit rating agency
12. Under writers
13. Investment house
14. Collective Investment Schemes
15. Unit Trust Schemes
16. Securities Central Depository